PAst Appearances


August 2: Was delighted to be a panelist with FINRA Director of Arbitration Rick Berry at the the Securities Experts Roundtable annual meeting in Minneapolis.


February 7: I was delighted to participate in a roundtable discussion with SEC Commissioner Robert Jackson, hosted by the Seton Hall Law School Investor Rights Clinic.

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Fall 2018: I was delighted to be a panelist on another Securities Arbitration Commentator Podcast, Employment Issues in Securities Arbitration in the Wake of Epic SystemsClick here for past Podcasts.

July 27, Washington, DC: Delighted to have co-presented with FINRA Dispute Resolution head Rick Berry at the annual meeting of the Securities Experts Roundtable.

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May 22, New York, NY: Honored to have been a speaker at the AAA-ICDR Annual Luncheon memorializing ADR giant Robert "Bob" Coulson.



October 26, Teaneck, NJ: Delighted to have been a panelist at an Investor Ed "Roadshow" in Teaneck, NJ, sponsored by the Seton Hall Law School investor rights clinic.



July 22, New York, NY: Delighted to have moderated a panel,The FINRA Dispute Resolution Task Force Report after seven months: Where are we now and where are we going? at the Annual Meeting of the Securities Experts Roundtable.

May, Internet: Moderated a Podcast for the Securities Arbitration Commentator, The FINRA Dispute Resolution Task Force has issued its Final Report: Now What? Article is linked here and recording to be posted soon.

February 2016: Enjoyed giving a guest lecture to the students of the NY Law School securities arbitration clinic.

January 26, New York, NY: Panelist on Enforcing Securities Laws, at Cardozo Law's Public Law Advocacy Week: "Securities Arbitration and Investor Protection."


November 22, Ithaca, NY: Mediator at a mock mediation at the Securities Law Clinic of Cornell Law School. The clinic "provides legal services to small investors in upstate New York who have been the victims of investment fraud." 

November 12, New York, NY: Panelist at the NY State Bar Association's Securities Arbitration 2015: "Hot Topics in Securities Arbitration and Mediation"

October 22, New York, NY: Panelist at the Insurance Industry Institute:"Cloud-based ADR"

June 5, New York, NY: Moderator and Panelist at ODR 2015:"ODR for E-Commerce" 

May 19, New York, NY: Panelist at the New York City Bar's Securities Arbitration & Mediation 2015: "Hot Topics in Securities ADR"

August 11: Moderated video podcast, Investment Adviser Arbitration - what you need to know 

February 26: Moderated video podcast,Whither or Wither FINRA Mediation?


November 3: Moderated video podcast, What if the SEC Bans Predispute Arbitration Agreements?

March 25, New York, NY: Panelist at the New York County Lawyers Association's Investor Protection of Dodd Frank Act and Enhanced Professionalism: "Dodd-Frank and Securities Arbitration"


November 6: Moderated an American Arbitration Association webinar, ADR and Emerging Technologies

June 11, Mohegan Sun, CT: Panelist at the ADR ExecuSummit"Defining Fairness"