Upcoming APPEARANCES

Oct. 31 - Nov. 4: Delighted to be participating next week in on online mediation demo at Cyberweek 2016! Check out the program. Check out the mock online mediation video.

Fall 2016: I will be moderating another Securities Arbitration Commentator Podcast (topic TBD). Click here for past Podcasts.

PAst Appearances

2016

July 22, New York, NY: Delighted to have moderated a panel,The FINRA Dispute Resolution Task Force Report after seven months: Where are we now and where are we going? at the Annual Meeting of the Securities Experts Roundtable.

May, Internet: Moderated a Podcast for the Securities Arbitration Commentator, The FINRA Dispute Resolution Task Force has issued its Final Report: Now What? Article is linked here and recording to be posted soon.

January 26, New York, NY: Panelist on Enforcing Securities Laws, at Cardozo Law's Public Law Advocacy Week: "Securities Arbitration and Investor Protection."

2015

November 22, Ithaca, NY: Mediator at a mock mediation at the Securities Law Clinic of Cornell Law School. The clinic "provides legal services to small investors in upstate New York who have been the victims of investment fraud." 

November 12, New York, NY: Panelist at the NY State Bar Association's Securities Arbitration 2015: "Hot Topics in Securities Arbitration and Mediation"

October 22, New York, NY: Panelist at the Insurance Industry Institute:"Cloud-based ADR"

June 5, New York, NY: Moderator and Panelist at ODR 2015:"ODR for E-Commerce" 

May 19, New York, NY: Panelist at the New York City Bar's Securities Arbitration & Mediation 2015: "Hot Topics in Securities ADR"

August 11: Moderated video podcast, Investment Adviser Arbitration - what you need to know 

February 26: Moderated video podcast,Whither or Wither FINRA Mediation?

2014

November 3: Moderated video podcast, What if the SEC Bans Predispute Arbitration Agreements?

March 25, New York, NY: Panelist at the New York County Lawyers Association's Investor Protection of Dodd Frank Act and Enhanced Professionalism: "Dodd-Frank and Securities Arbitration"

2013

November 6: Moderated an American Arbitration Association webinar, ADR and Emerging Technologies

June 11, Mohegan Sun, CT: Panelist at the ADR ExecuSummit"Defining Fairness"